Your compliance monitoring programme is the link between what you say you do, and what you really do
19 November, 11am - 12pm GMT
As regulation becomes increasingly more complex, it’sessential that one develops a risk-based approach to compliance monitoring.
In this webinar, we’ll be getting under the skin of what an effective compliance monitoring framework looks like, and how to either enhance what you have, or build an effective framework from the ground up.
This session will cover:
what the regulators expect, and how this is likely to evolve over time
how to develop an approach that can scale and grow with your business
our own insights from building and delivering tailored compliance monitoring programmes for our clients across the financial services sector
where technology should, and shouldn’t, play a role in your compliance monitoring framework.
